IN RE TREMONT SECURITIES LAW, STATE LAW AND INSURANCE LITIGATION

Nos. 15-3011 (L), 15-3241 (Con), 15-3251 (Con).

IN RE: TREMONT SECURITIES LAW, STATE LAW AND INSURANCE LITIGATION.

United States Court of Appeals, Second Circuit.

June 26, 2017.


Attorney(s) appearing for the Case

VINCENT T. GRESHAM , Law office of Vincent T. Gresham, Atlanta, GA., for Appellants George Turner, Bindler Living Trust, Madelyn Haines, John Johnson, William J. Millard Trust, Stella Ruggiano Trust, West Trust, Paul Zamrowski.

JOSHUA FRUCHTER , Wohl & Fruchter LLP, New York, NY., Gary S. Graifman , Kantrowitz, Goldhamer & Graifman, P.C., Chestnut Ridge, NY., for Appellants Mary Catherine Martin, as the personal representative of the estate of Michael S. Martin.

RICHARD G. HADDAD , Otterbourg P.C., New York, NY., for Appellant Philadelphia Financial Life Assurance Company.

ANDREW J. ENTWISTLE ( Arthur V. Nealon , Robert N. Cappucci , on the brief), Entwistle & Cappucci LLP, New York, NY., Reed R. Kathrein , Lee M. Gordon , Hagens Berman Sobol Shapiro LLP, Berkeley, CA., for Appellees Arthur E. Lange Revocable Trust, Arthur C. Lange, Neal J. Polan, Eastham Capital Appreciation Fund LP, NPV Positive Corp., and all others similarly situated.

Jeffrey M. Haber , Stephanie M. Beige , Bernstein Liebhard LLP, New York, NY. for Appellees Arthur M. Brainson, Yvette Finkelstein, Group Defined Pension Plan & Trust, and all others similarly situated.

IRWIN WARREN ( Adam J. Bookman , Matthew S. Connors , on the brief), Weil, Gotshal & Manges LLP, New York, NY., for Appellees Dolos X LLC, Dolos XI LLC, Dolos XII LLC.

Walter Rieman , Paul, Weiss, Rifkind, Wharton & Garrison LLP, New York, NY., for Appellee SPCP Group, LLC.

Thomas J. Moloney , Joaquin P. Terceño , Cleary Gottlieb Steen & Hamilton LLP, New York, NY., for Appellee HSBC Bank PLC.

Michael S. Feldberg , Allen & Overy LLP, New York, NY., for Appellee The Royal Bank of Scotland N.V.

JOHN M. VASSOS ( Mary C. Pennisi , on the brief), Morgan, Lewis & Bockius LLP, New York, NY., for Appellees New York Life Insurance and Annuity Corporation, Metropolitan Life Insurance Company, General American Life Insurance Company, New England Life Insurance Company, John Hancock Life Insurance Company (U.S.A.), Pacific Life Insurance Company, Security Life of Denver, Delaware Life Insurance Company, Pruco Life Insurance Company, Nationwide Life Insurance Company.

PRESENT: DENNIS JACOBS, CHRISTOPHER F. DRONEY, , TIMOTHY C. STANCEU,


SUMMARY ORDER

RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT'S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION "SUMMARY ORDER"). A PARTY CITING A SUMMARY...

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